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Rick Militello offers securities and investment advisory services offered through Royal Alliance Associates, Inc, member FINRA/SIPC and a registered investment advisor.  Additional insurance and investment advisory services offered through Militello Wealth Management, LLC, a registered investment advisor not affiliated with Royal Alliance Associates, Inc.

Royal Alliance does not offer tax or legal advice. All entities listed are not affiliated.

This communication is strictly intended for individuals residing in the states of  CA, CO, FL, GA, IA, IL, IN, KY, MN, MO, NC, NJ, SC, TX, and VA. No offers may be made or accepted from any resident outside the specific state(s) referenced.                                

IMPORTANT CONSUMER INFORMATION

A Broker/dealer, investment adviser, BD agent, or IA rep may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker/dealer, investment, adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.

 


Check the background of this financial professional on FINRA's BrokerCheck.